Electroconvulsive therapy (ECT) and other biological non-pharmacological treatments: mechanism of action, indications, contraindications, and procedures

Electroconvulsive therapy (ECT) and other biological non-pharmacological treatments: mechanism of action, indications, contraindications, and procedures

Electroconvulsive therapy, its history, how it may work, its indications and high-risk conditions, consent, technique, adverse effects and results; then the other physical treatments of psychiatry, magnetic and electrical brain stimulation, vagus nerve and deep brain stimulation, light therapy and sleep deprivation, and neurosurgery for mental disorder, now rare.

At a glance

  1. ECT passes a brief electrical current through the scalp under general anaesthesia and muscle relaxation to produce a generalised seizure. It is the most effective and fastest treatment for severe depression, and it probably works by changing brain networks rather than by any damage.
  2. Its main indications are severe or life-threatening depression (not eating or drinking, stupor, high suicide risk), psychotic depression, catatonia, prolonged or severe mania and illness that has not responded to drugs. In schizophrenia it is not for general use.
  3. There are no absolute contraindications, but some conditions carry high risk: raised intracranial pressure, recent myocardial infarction or stroke, cerebral aneurysm and phaeochromocytoma.
  4. It needs valid consent or a legal framework, an anaesthetic and muscle relaxant, EEG monitoring and a dose set from the seizure threshold. Bitemporal placement works fastest; right unilateral and ultrabrief pulses spare memory. A course is usually twice weekly, 6 to 12 sessions.
  5. About half to two thirds of people with severe depression remit, but relapse is common without continuation treatment. Memory loss for the period around the course is the main adverse effect; mortality is about 2 per 100,000 treatments.
  6. rTMS works in treatment-resistant depression without an anaesthetic; tDCS, vagus nerve and deep brain stimulation are less established. Bright light treats seasonal depression, and sleep deprivation brings fast but short-lived relief. Neurosurgery for mental disorder is now very rare.

Electroconvulsive therapy

Electroconvulsive therapy (ECT) induces a brief generalised seizure by passing a small electric current between electrodes on the scalp, while the patient is under a short general anaesthetic and a muscle relaxant. It is the most effective treatment for severe depression, acts faster than antidepressants, and remains one of the most stigmatised treatments in medicine.

Convulsive treatment grew from a mistaken belief that epilepsy and schizophrenia rarely occur together, so that seizures might cure psychosis. They did not cure schizophrenia, but worked remarkably in depression and catatonia.

  1. 1934

    Chemical convulsions

    Ladislas Meduna in Budapest induces seizures with camphor, then pentylenetetrazol, in catatonic schizophrenia.
  2. 1938

    Electrical convulsions

    Ugo Cerletti and Lucio Bini in Rome induce the first seizure with electricity, which is easier to control and soon becomes standard.
  3. 1940s–50s

    Modified ECT

    Curare and then suxamethonium, with short anaesthesia, prevent the fractures and fear of unmodified treatment.
  4. 1975

    Stigma

    The film One Flew Over the Cuckoo's Nest fixes a punitive picture of ECT in the public mind; use declines.
  5. 1980s

    Brief pulses

    Brief-pulse machines replace sine-wave current, with EEG monitoring and dose titration, cutting cognitive side effects.
  6. 2003

    Evidence and standards

    A meta-analysis confirms that real ECT beats sham ECT and drugs; in the UK, NICE guidance and an accreditation service set standards.

Use varies widely across Europe: each Nordic country treats more than 200 people per million a year, most of western Europe 30 to 100, Poland about 13 and Italy about 3, differences that reflect history and attitudes more than evidence.

Mechanism of action

How ECT works is not settled, but several lines of evidence point the same way. The seizure itself is needed: sham ECT, an anaesthetic without a seizure, is clearly less effective. It is not sufficient, though: right unilateral ECT at a dose just above threshold produces full seizures yet works poorly, so where and how strongly the brain is stimulated matters too.

HypothesisThe ideaEvidence
Anticonvulsant and networkthe brain's response to repeated seizures, more inhibition, resets overactive mood circuitsthe seizure threshold rises over a course, GABA rises, and frontal blood flow and connectivity fall after treatment, more so in those who improve
Neuroendocrinethe seizure stimulates the hypothalamus and pituitary and corrects disturbed hormone regulationsurges of ACTH, cortisol, prolactin and oxytocin after each treatment, but these may be non-specific effects of any seizure
NeurotrophicECT promotes growth and plasticity of neuronsBDNF rises; in animals, new neurons in the hippocampus; in people, hippocampal and amygdala volume increase on MRI over a course, though how this relates to recovery is unclear
NeurotransmitterECT changes monoamine and glutamate signallingincreased dopamine and noradrenaline function and altered serotonin receptors, mostly from animal studies

Older explanations are rejected: that ECT works through fear or punishment, through memory loss, or through brain injury. Imaging, post-mortem and animal studies show no structural damage from modern ECT.

Indications

ECT is chosen when a fast, reliable response is needed, when other treatments have failed or cannot be tolerated, or when the patient prefers it because it worked before.

IndicationWhen ECT is usedResponse
Severe depressionlife-threatening illness, refusing food and fluids, depressive stupor, high suicide risk; failure of drugs; previous good response; patient choiceremission in about two thirds of those without a failed drug trial, and about half after drugs have failed
Psychotic depressiondelusions of guilt, poverty or bodily decay, often with agitation or stuporamong the best responders; often first choice when severe
Catatoniawhen lorazepam fails, and at once in malignant catatonia with fever and autonomic instabilitymost respond, often within a few sessions
Maniaprolonged or severe, dangerous exhaustion, or resistant to drugs; also bipolar depressionabout half to three fifths in drug-resistant cases
Schizophrenianot for general use; to augment clozapine when it has failed, or with catatonia, in specialist handsa small randomised trial was positive in clozapine-resistant illness
Othersneuroleptic malignant syndrome not settling with supportive care; rarely, severe Parkinson's diseasecase series

In the UK, NICE’s 2003 ECT guidance limits ECT to rapid, short-term improvement of severe symptoms when other treatments have failed or the illness is potentially life-threatening, in catatonia or a prolonged or severe manic episode, and does not support its general use in schizophrenia. For depression its advice was replaced in 2009 and now sits in the 2022 depression guideline: consider ECT for severe depression if the patient prefers it, often after a past good response, if a rapid response is needed, or if other treatments have failed. A 2025 NICE review proposed withdrawing TA59 and moving its advice on mania, catatonia and schizophrenia into the guidelines for each condition.

ECT is a reasonable choice in two groups often thought too fragile for it. In older people it is well tolerated and often works better than in younger ones. In pregnancy, and for severe postpartum illness, it avoids drug exposure and acts fast, with obstetric and anaesthetic input.

Contraindications and high-risk conditions

There are no absolute contraindications: the risk of ECT is weighed against the risk of the illness, which in severe depression can be death. The risks come from the anaesthetic and from what the seizure does to the body: a brief surge of vagal tone (slow heart, even asystole), then a sympathetic surge (fast heart, sharp rise in blood pressure), and a rise in cerebral blood flow and intracranial pressure.

ConditionWhy it is riskyWhat is done
Raised intracranial pressure, a space-occupying lesionthe rise in cerebral blood flow can cause herniation; the closest to an absolute contraindicationneurosurgical opinion; usually avoided
Recent myocardial infarction, unstable angina, uncontrolled heart failure or arrhythmiathe swings in heart rate and blood pressure stress the heartcardiology opinion, delay where possible, short-acting beta-blockers
Recent stroke, intracerebral haemorrhage, cerebral aneurysm or vascular malformationthe blood pressure surge can cause bleeding or rupturetight blood pressure control, specialist advice
Phaeochromocytomathe catecholamine surge can cause a hypertensive crisistreat first; avoid if possible
High anaesthetic risk, retinal detachment, narrow-angle glaucoma, loose teeth, severe osteoporosisanaesthesia, raised pressure in the eye, the clenched jaw, fracturesanaesthetic assessment, dental care, full muscle relaxation

Drugs matter as well, because they change the seizure threshold or the seizure:

DrugEffect on ECTWhat is done
Benzodiazepinesraise the threshold, may reduce efficacylowest safe dose, none in the hours before treatment, never stopped suddenly
Anticonvulsantsraise the thresholdcontinued if for epilepsy; if a mood stabiliser, reduced only if seizures are hard to induce
Lithiummay prolong seizures and confusionnot a contraindication; levels kept low in the range
Antidepressants and antipsychoticsmay lower the threshold and add to the effectusually continued, with a low starting dose
Clozapine and theophyllinerisk of prolonged or late seizuresclozapine held for about 12 hours before the anaesthetic; theophylline reduced or stopped

The procedure

Consent and capacity

ECT is given with the patient's informed consent wherever possible. The explanation covers why it is proposed, what happens, the likely benefit, the risks of the anaesthetic and the cognitive effects, the alternatives and the risk of having no treatment. Consent is given for a course, can be withdrawn at any time, and is checked before every session.

When a patient lacks capacity, the law decides, and it differs between countries. In England and Wales, the Mental Health Act allows ECT for a detained patient who has capacity only with their consent; for one who lacks it, an independent second-opinion doctor must approve it, and it cannot be given against a valid advance decision refusing it. Only an emergency, to save life or prevent serious deterioration, allows treatment before these steps. Elsewhere in Europe the rules differ widely: in a 2024 survey of 18 countries, practitioners in 7 could give ECT without consent to a patient about to die of psychotic depression without anyone else's approval, while in the other 11 the law barred it or first required a court, an ethics committee or an independent second opinion.

Electrodes, pulses and dose

PlacementWhereEfficacyCognitive effectsChosen when
Bitemporal (bifrontotemporal)one electrode each side, above the midpoint of a line from the outer corner of the eye to the ear canalthe most reliable and fastestthe mostspeed matters, or unilateral has failed
Bifrontalone each side of the forehead, above the outer corner of the eyesimilar to bitemporal in a large trialfewer than bitemporal in some studies, not allas an alternative to bitemporal
Right unilateralone on the right temple, one on the right side of the crownas good as bitemporal at high doses, somewhat slowerthe fewestmemory is a priority, as in older people or cognitive impairment

The current is given in short pulses. Brief pulses of about 0.5 to 1.5 milliseconds have replaced the old sine wave, which caused more confusion. Ultrabrief pulses, below 0.5 milliseconds and usually about 0.3, with right unilateral placement spare memory further, at the cost of a few more sessions.

The dose is set against the seizure threshold, the smallest charge that produces a seizure, which varies many-fold between people. It is higher in older people and men and is raised by benzodiazepines and anticonvulsants. At the first session the threshold is found by titration, starting low and stepping up. Later sessions use about one and a half to two and a half times the threshold for bitemporal or bifrontal ECT and much more, often about six times, for right unilateral ECT, which barely works near threshold. Because ECT raises the threshold, the dose usually rises during the course.

Where the electrodes go in ECT
Three heads seen from above in a row, in the warm body colour, each with its nose to the top of the page and an ear on each side; the patient's right is on the right. Each has two electrodes, pale discs with dark rims, and between them a soft lavender field, the current. On the first head the electrodes sit on both temples, a little in front of the ears, and the field runs right across the head. On the second they sit on the forehead, one above each outer corner of the eye, and the field runs across the front. On the third, one sits on the right temple and the other on the right side of the crown, and the field stays on the right side of the head.

Point at a name or a part to light it.

In ECT a brief current through the scalp starts a seizure under anaesthesia and muscle relaxation, and where the electrodes go decides how much of the brain the current crosses. Bitemporal placement works most reliably and fastest but affects memory most. Right unilateral placement, both electrodes over the non-dominant hemisphere, spares memory most and works almost as well at a high enough dose. Bifrontal placement works about as well; whether it spares memory more than bitemporal is unsettled.

Simplified: the heads are seen from above and drawn as ovals; the temporal electrodes sit low on the side of the head, which a view from above foreshortens; the current is drawn as a soft field between the electrodes; in the head it spreads, and much of it runs through the scalp and skull; the pictures show where the electrodes go, not the dose, pulse width or number of sessions, which matter as much.

2 sources
  1. Semple D, Smyth R. Oxford Handbook of Psychiatry, 4th edition. Oxford University Press, 2019. Chapter 6, Depressive illness: electroconvulsive therapy.
  2. Kellner CH, Knapp R, Husain MM, et al. Bifrontal, bitemporal and right unilateral electrode placement in ECT: randomised trial. British Journal of Psychiatry, 2010;196(3):226–234.

A session

  1. 1

    Prepare

    Physical work-up, blood tests and, where indicated, an ECG; baseline depression rating and cognitive test; drugs reviewed; consent checked; fasted as for any anaesthetic, bladder emptied, dentures out.
  2. 2

    Anaesthetise

    IV access; ECG, oxygen saturation, blood pressure and EEG monitoring; oxygen by mask, a short-acting anaesthetic such as propofol or methohexital, then a muscle relaxant, usually suxamethonium.
  3. 3

    Stimulate

    A bite block protects the teeth and tongue, because the current makes the jaw clench directly. The electrodes are placed and checked, and the stimulus is given.
  4. 4

    Watch the seizure

    The EEG seizure, typically lasting from about 20 seconds to two minutes, shows the treatment was adequate; a cuff on one limb, inflated before the relaxant, lets its movements be seen. A seizure lasting more than about two to three minutes is stopped with an IV benzodiazepine or more anaesthetic.
  5. 5

    Recover

    Airway and vital signs are monitored by a recovery nurse until the patient is awake and oriented, usually within an hour.

The course

ECT is usually given twice a week in the UK and much of Europe, and often three times a week in the USA; more frequent sessions bring faster recovery but more cognitive effects. Depression usually needs 6 to 12 sessions, mania sometimes more, and catatonia often fewer. Mood and cognition are rated through the course, which stops when the patient has remitted, when two or three further sessions bring no more gain, or when side effects outweigh benefit.

sessions in a usual course
2a week
for depression, typically
6–12sessions
treatments, the death rate in a pooled analysis
2.1per 100,000

Adverse effects and outcome

Adverse effects

Most short-term effects are mild and pass within hours:

  • Headache, in about half, and aching muscles, from suxamethonium; nausea; jaw pain.
  • Confusion after waking, more common in older people, after bitemporal ECT and with high doses; it can need a calm room, reassurance and sometimes a benzodiazepine.
  • Rarely a prolonged seizure, an arrhythmia, aspiration, damage to teeth, or a switch into mania in bipolar depression.
  • Death is very rare, mostly cardiac in people with heart disease, and no commoner than with a general anaesthetic for surgery.

Cognitive effects are the main concern for patients:

EffectWhat happensCourse
Acute confusiondisorientation for minutes to hours after each sessionpasses the same day
Anterograde amnesiadifficulty learning and keeping new information during the courseusually recovers within weeks of the last session
Retrograde amnesialoss of memories of events in the months before and during the course, especially personal onesmostly improves, but some gaps can be permanent, and patients must be told when consent is taken

The effects are less with right unilateral placement, ultrabrief pulses, doses based on titration and fewer sessions a week. Cognition is checked before the course and during it, and the technique is changed if it falls. Depression itself impairs memory, and many patients' memory and concentration are better after recovery than before ECT.

Outcome

In a meta-analysis, real ECT clearly beat both sham ECT and antidepressants in depression, and recovery often comes within three to four weeks.

The weakness is relapse. Without continuation treatment, most patients relapse within months: in one trial, 84 per cent on placebo relapsed within 24 weeks, against 39 per cent on nortriptyline with lithium. Even with continuation drugs, about a third relapse within six months and half within a year. After a course, an antidepressant or psychological treatment is started or continued, and lithium is considered; continuation ECT, sessions spaced out over months, is an option for people who have relapsed despite drugs.

Other brain stimulation

Several newer treatments stimulate the brain without a seizure or an anaesthetic. They are less effective than ECT but much better tolerated.

rTMStDCSVagus nerve stimulationDeep brain stimulation
Howa magnetic coil on the scalp induces currents in the cortex, usually exciting the left dorsolateral prefrontal cortexa weak constant current, 1 to 2 mA, through scalp electrodes over the same areaa pulse generator under the collarbone stimulates the left vagus nerve in the neckelectrodes placed stereotactically deep in the brain, driven by a pulse generator in the chest
A coursedaily on weekdays for four to six weeks, awake, as an outpatientabout 30 minutes, daily for several weeks, possible at homecontinuous, with benefit building over monthscontinuous, adjusted over months
Evidenceconsistent sham-controlled trials in treatment-resistant depressionmodest and mixedweak; both sham-controlled trials (2005, 2024) missed their main outcome, though benefit in open studies builds over monthsexperimental in depression; better in severe OCD
Main adverse effectsscalp discomfort, headache; rarely a seizuretingling, skin redness; rarely burns or hypomaniahoarseness, cough, breathlessness, neck painsurgical risks; mood changes; severe depression and suicidal thoughts if the battery fails
In the UKNICE, normal arrangements (2015)NICE, special arrangements (2015)NICE, special arrangements (2020)experimental, in research

Repetitive transcranial magnetic stimulation

Repetitive transcranial magnetic stimulation (rTMS) uses a rapidly changing magnetic field from a coil held on the head to make neurons fire in the cortex beneath. High-frequency stimulation, around 10 Hz, excites the left dorsolateral prefrontal cortex, which is underactive in depression; low-frequency stimulation over the right side has the opposite effect. Theta-burst stimulation delivers a session in about three minutes instead of about 40 and was as effective in a large trial, and accelerated schedules of several sessions a day are being tested.

European guidelines rate high-frequency left-sided rTMS as definitely effective in depression, and it is offered in many European countries, though funding varies. It needs no anaesthetic and has no effect on memory, but it is less effective than ECT, especially in psychotic depression. Metal in or near the head, such as cochlear implants or aneurysm clips, rules it out, and epilepsy raises the risk of a seizure.

Transcranial direct current stimulation

Transcranial direct current stimulation (tDCS) does not make neurons fire; it shifts their resting potential, the anode making the cortex beneath it more excitable. It is cheap and portable, and a fully remote, sham-controlled trial of home treatment was positive, but results across trials are mixed.

Vagus nerve and deep brain stimulation

Vagus nerve stimulation (VNS), first used for epilepsy, is reserved for chronic, treatment-resistant depression.

Deep brain stimulation (DBS), established for Parkinson's disease, has been tried in the most resistant depression, with targets such as the subcallosal cingulate cortex, and in severe obsessive-compulsive disorder, with targets in the ventral capsule and striatum. Early open studies in depression were promising, but sham-controlled trials have given mixed results, and it remains experimental, done in a few specialist centres.

Light therapy and chronotherapy

The circadian clock in the suprachiasmatic nucleus is set mainly by light reaching the retina, and many depressed patients have disturbed sleep and rhythms. Chronotherapies act on that clock.

Bright light therapy

Bright light therapy was first used for seasonal affective disorder, depression that recurs each winter, with oversleeping, overeating and carbohydrate craving. Morning light advances the circadian rhythm and suppresses melatonin.

Bright light therapy
Devicea light box with a UV filter, about 10,000 lux, the patient's eyes open and the light at an angle
Doseabout 30 minutes, soon after waking (or about 2,500 lux for two hours)
Coursedaily through the season; response usually within one to two weeks; stopped if none after three or four weeks
Evidencegood in seasonal depression; in non-seasonal depression, a trial found light alone and with fluoxetine better than placebo
Adverse effectsheadache, eye strain, nausea, irritability, insomnia if used late
Cautionsbipolar disorder, because of switching into mania; retinal disease; photosensitising drugs

Evening light is less effective and delays sleep. Most trials are small and short, so the size of the benefit is uncertain.

Sleep deprivation

Staying awake through one night, total sleep deprivation or wake therapy, lifts depression within hours in about half of patients, faster than any other treatment. The effect is usually lost after the next night's sleep, even a short nap.

Neurosurgery for mental disorder

Psychosurgery, now called neurosurgery for mental disorder, is mainly history. In 1935 the Portuguese neurologist Egas Moniz, with the surgeon Almeida Lima, cut the white matter of the frontal lobes in patients with severe mental illness, and Moniz shared the Nobel Prize in 1949. In the USA Walter Freeman and James Watts spread the standard prefrontal lobotomy from 1936, and from 1946 Freeman's quick transorbital operation, done outside operating theatres. Tens of thousands of people were operated on in Europe and North America, often with severe apathy, personality change and epilepsy, before antipsychotics in the 1950s and changing attitudes ended it.

Modern procedures are different: small, precise lesions, placed stereotactically with MRI guidance in the circuits linking the frontal lobes and the limbic system.

ProcedureTargetUsed for
Anterior capsulotomythe anterior limb of the internal capsulesevere OCD
Anterior cingulotomythe anterior cingulate cortexsevere depression, OCD
Subcaudate tractotomy, limbic leucotomyfibres below the caudate, with or without a cingulotomysevere depression, OCD

It is considered only for severe, chronic depression or OCD that has resisted every other treatment, including ECT and psychological therapy, in a patient who wants it and has capacity to consent. It is tightly regulated: in England and Wales any patient, detained or not, needs their own consent plus approval by an independent panel. Only a handful of operations are done in the UK each year, and in many countries none, as reversible deep brain stimulation has largely taken its place.

Check yourselfAnswer, then say how sure you were: a lucky guess still counts as a weak point.

1A 74-year-old man with severe depression believes his bowels have rotted and that he deserves to die. He has barely eaten or drunk for four days, and his urea and creatinine are rising. Two antidepressants have failed. What is the most appropriate treatment?

2Which of these patients, referred for ECT for severe depression, carries the highest risk from the treatment itself?

3A woman starting ECT takes lorazepam 2 mg three times a day for anxiety. At the first session a high stimulus produces only a brief seizure, and at the second none. What is the best next step?

4After eight sessions of bitemporal ECT a teacher has recovered from depression, but says she cannot remember a family wedding two months ago and struggles to remember new names. What is the most accurate thing to tell her?

5A 30-year-old woman has had depression with oversleeping and craving for carbohydrates every winter for five years, with full recovery each spring. She would like to try light therapy. What is the right advice?